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Showing 2901–2910 of 16885 articles for “Art. CA Paris 29-6-2007 n° 05/17124”
…esponsible for the economy may withdraw recognition from a regulated market in any of the following cases: 1° If the market undertaking does not make use of it within twelve months, if it expressly re…
The operator of the organised trading system may use an investment services provider other than a portfolio management company to act as a market maker within the meaning of 2° of Article L. 531-2 on…
In all cases, members of a clearing house undertake to fulfil, vis-à-vis the clearing house, all obligations arising from transactions entered in the name of third parties in their accounts. Payment o…
…nt function that is independent of operational functions and has adequate resources to enable it to carry out its mission.Credit institutions and finance companies shall appoint a head of the risk man…
If necessary, in the event of changes in the risks affecting or likely to affect the credit institution or finance company, the head of the risk management function may report directly to the Board of…
…functions and the persons mentioned in article L. 511-13 are required to devote sufficient time to carrying out the duties mentioned in articles L. 511-60 to L. 511-62.
…ervisory board or any other body exercising equivalent supervisory functions shall monitor the publication and communication process and the quality and reliability of the information to be published…
…erred with the approval of the Board of Directors. If the banque populaire is set up as a société à capital variable (variable-capital company), the Articles of Association specify the conditions unde…
…ferred to in Article L. 511-13 are required to be actively involved in the management of all significant risks incurred by the credit institution or finance company as well as in the valuation of asse…
The persons referred to in Article L. 511-13 shall ensure the integrity of the accounting and financial reporting systems.
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