Article L532-51
The provisions of this section shall not apply where investment or investment-related services are provided by a third-country firm at the sole initiative of the client.Without prejudice to intra-grou…
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Showing 5801–5810 of 23627 articles for “Art. CA Paris 9-5-2003”
The provisions of this section shall not apply where investment or investment-related services are provided by a third-country firm at the sole initiative of the client.Without prejudice to intra-grou…
…e branch has not made use of its authorisation within a period of twelve months, if it has not been carrying on business for at least six months or if it has obtained authorisation by making false sta…
Investment firms are bound by the obligations of Articles L. 511-35, L. 511-36, L. 511-37 and L. 511-39. They shall have sound accounting procedures.The previous paragraph applies to portfolio managem…
…refuse or withdraw authorisation are taken and notified, as well as the reporting requirements applicable to branches authorised in accordance with Article L. 532-48.
Any interested party may apply to the President of the Court hearing an application for interim measures to order a voting consultant to make public the information referred to in article L. 544-4, su…
Financial investment advisers must comply with the provisions of this subsection at all times. Financial investment advisers shall inform the association to which they belong of any change in the info…
…assets raised in the offer. The AMF examines the information document, the draft promotional communications intended for the public after approval has been granted, and the documents supporting the gu…
…conditions set out in Chapters II, IV and V of Regulation (EU) 2020/1503 of 7 October 2020 are applicable to the provision of the services mentioned in Article L. 547-4, provided that the project prom…
…ional obligations, as defined in article L. 548-6. II. - A decree lays down the conditions for application of this article, in particular the minimum amount of the guarantee ceiling for policies taken…
…torité des marchés financiers. The provisions of article L. 823-3-1 of the Commercial Code are applicable to intermediaries in miscellaneous goods covered by the provisions of III of article L. 820-1…
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