Article D440-3
…hey do not offer clearing services on behalf of third parties; -they belong to one of the following categories: -undertakings for collective investment in transferable securities authorised in accorda…
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Showing 9371–9380 of 36311 articles for “Art. CA Toulouse 11-3-2020”
…hey do not offer clearing services on behalf of third parties; -they belong to one of the following categories: -undertakings for collective investment in transferable securities authorised in accorda…
Approval is granted by the prefect of the département in which the association has its registered office, after consulting the public prosecutor and the Autorité des marchés financiers. It is publishe…
…competence, good repute and solvency to which such persons are subject are equivalent to those applicable in France.
…referred to in 1° of article R. * 424-2 is given three months from the date of receipt of the application; the decision referred to in 2° is given one month.
The representative of the market undertaking must send its observations to the Autorité des marchés financiers within a period set by the letter referred to in Article D. 421-2. This deadline may not…
The Autorité des marchés financiers shall notify the European Securities and Markets Authority of any authorisation granted to an investment services provider other than a portfolio management company…
The power to rule on applications by offenders for the remission of fines incurred is reserved to the competent administrative authority. The latter decides on a request submitted jointly by the Direc…
The AMF shall communicate to the European Securities and Markets Authority and to the competent authorities of the other Member States of the European Union or parties to the Agreement on the European…
In the event of a vacancy for the post of Director of a Regional Bank or Union, applications are subject to an initial selection process organised by the Board of Directors of Société Centrale de Créd…
The "organe central des caisses d'épargne et des banques populaires", the central body of Crédit Maritime Mutuel, may carry out all financial transactions on behalf of Crédit Maritime Mutuel and provi…
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