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Showing 2591–2600 of 37258 articles for “Art. CE 10-3-2020 n° 427104”
…red to in I of Article L. 22-10-8 presents the following information, relating to all corporate officers: 1° The way in which it respects the company's interests and contributes to the company's busin…
Investment services providers other than portfolio management companies that provide persons with direct electronic access to a trading venue:1° Have effective systems and controls ensuring that:a) Th…
…es of the establishments or undertakings of a Community-scale group of undertakings or, in the absence of representatives, all employees of the content and results of the information and consultation…
…plies with the regulations for the diploma being prepared and its ability to offer guarantees of success.
The organisations issuing the training certificates send these certificates to the service or organisation mentioned in article L. 4321-10 in the form of certified information. They shall also send it…
…rred to in article D. 2223-55-9 :- mayors, deputy mayors or delegated municipal councillors, in office or honorary, appointed by the departmental association of mayors;- representatives of consular ch…
…en made when these companies have made it pursuant to Article 5 or the provisions of a market practice accepted by the Autorité des marchés financiers pursuant to Article 13 of Regulation (EU) No 596/…
…erson who has not been registered with the Autorité des marchés financiers may not provide the services referred to in 1° to 4° of Article L. 54-10-2. Any person who is not registered as a provider of…
The licence application must include : 1° The company's unique identification number, together with its articles of association if it is a legal entity; 2° A curriculum vitae indicating, in particular…
The AMF shall be informed in advance of any proposed changes to the factors taken into account when examining an application for authorisation from a digital asset service provider. It shall inform th…
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