Article L541-5
…ment advisers shall inform the association to which they belong of any change in the information concerning them and of any event which may have consequences for their membership as financial investme…
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Showing 2601–2610 of 60748 articles for “Art. CE 11-5-2021 n° 440044 and 440045”
…ment advisers shall inform the association to which they belong of any change in the information concerning them and of any event which may have consequences for their membership as financial investme…
The AMF verifies that the planned offer meets the safeguards required for a public offer, and in particular that the issuer of the tokens: 1° Is a legal entity established or registered in France; 2°…
The conditions set out in Chapters II, IV and V of Regulation (EU) 2020/1503 of 7 October 2020 are applicable to the provision of the services mentioned in Article L. 547-4, provided that the project…
I. - Participative finance intermediaries must be able to provide evidence at all times of an insurance policy covering them against the financial consequences of their professional civil liability in…
…The provisions of article L. 823-3-1 of the Commercial Code are applicable to intermediaries in miscellaneous goods covered by the provisions of III of article L. 820-1 of the same code. In the event…
Tied agents as defined in article L. 545-1 are registered in the single register mentioned in article L. 546-1.
…carrying out a transaction, the persons mentioned in Article L. 561-2 : 1° Identify their customer and, where applicable, the beneficial owner within the meaning of Article L. 561-2-2; 2° Verify thes…
…the application of this chapter, in particular the conditions under which the bodies, institutions and services governed by Title I of this Book are required to apply the measures prohibiting the mov…
The provisions of articles L. 820-5, L. 820-6 and L. 820-7 of the French Commercial Code apply to the statutory auditors of credit institutions, finance companies, investment firms, electronic money i…
…rm or portfolio management company to publish the annual accounts of the firm or company in accordance with the conditions laid down in Article L. 533-5 is punishable by a fine of 15,000 euros.
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