Article L440-5
Clearing houses may decide, on a non-discriminatory basis, that their members are del credere agents in relation to the principals whose accounts they keep.
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Showing 2881–2890 of 57478 articles for “Art. CE 15 Apr 2016 n° 390457 and 390774”
Clearing houses may decide, on a non-discriminatory basis, that their members are del credere agents in relation to the principals whose accounts they keep.
…ding venue has been submitted ;2° Financial instruments other than those referred to in 1° whose price or value depends on the price or value of a financial instrument referred to in 1° or whose price…
…ally liable, under the conditions set out inarticle 121-2 of the French Criminal Code, for the offences defined in articles L. 465-1 to L. 465-3-3 of this Code shall incur, in addition to the fine set…
Articles L. 420-1 to L. 420-4 of the French Commercial Code apply to credit institutions and finance companies for their banking and related operations defined in article L. 311-2, to electronic money…
…apply to the following issuers: 1° The States party to the Agreement on the European Economic Area and their local authorities; 2° The European Central Bank and the central banks of the States mentio…
Associations that have been duly registered and have as their express statutory object the defence of investors in financial securities or financial products may take legal action before any court, ev…
I. - A. - The following offences are punishable by five years' imprisonment and a fine of 100 million euros, which may be increased up to ten times the amount of the advantage gained from the offence,…
Credit institutions and finance companies may also, under conditions defined by the Minister for the Economy, acquire and hold equity interests after prior authorisation from the Autorité de contrôle…
I.-The operator of an organised trading system shall take all measures necessary to comply with the prohibition set out in Article L. 420-2 for the execution of members' orders on the system, whether…
…ection or in Section 2 of this Chapter, the person who filed the draft offer, acting alone or in concert within the meaning ofArticle L. 233-10 of the Commercial Code, does not hold a number of shares…
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