Article L533-6
Investment services providers, market undertakings and clearing houses must provide the Banque de France with the information required to compile monetary statistics.
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Showing 3451–3460 of 57478 articles for “Art. CE 15 Apr 2016 n° 390457 and 390774”
Investment services providers, market undertakings and clearing houses must provide the Banque de France with the information required to compile monetary statistics.
Portfolio management companies are prohibited from receiving deposits of funds, securities or gold from their clients.
I.-The portfolio management companies mentioned in article L. 532-9, with the exception of those which exclusively manage FIAs covered by I of article L. 214-167, FIAs covered by IV of article L. 532-…
Portfolio management companies shall set a target for balanced representation of women and men among the teams, bodies and managers responsible for making investment decisions. The results obtained ar…
…xercising equivalent supervisory functions or to their related parties are appropriately documented and made available to the Autorité de contrôle prudentiel et de résolution upon request. For the pur…
…iel et de résolution may impose on a Class 2 investment firm an additional capital requirement in excess of the minimum amount provided for by the applicable regulations and require the application to…
Investment firms are bound by the obligations of Articles L. 511-35, L. 511-36, L. 511-37 and L. 511-39. They shall have sound accounting procedures.The previous paragraph applies to portfolio managem…
When an investment service provider other than a portfolio management company informs clients that the service referred to in Article L. 321-1 (5) is provided independently :1° It evaluates a sufficie…
…of consumer solvency includes as a precondition the provision to the consumer of an investment service relating to mortgage bonds issued specifically to obtain the financing for the property loan and…
A decree of the Conseil d'Etat shall specify the conditions of application of this sub-section.
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