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Showing 3521–3530 of 57478 articles for “Art. CE 15 Apr 2016 n° 390457 and 390774”
…of investment firms makes a distinction, based on clear criteria, between basic fixed remuneration and variable remuneration. Basic fixed remuneration primarily reflects professional experience in re…
…the supervisory board or any other body exercising equivalent supervisory functions on matters concerning the investment firm's overall risk strategy and overall risk appetite, both current and futu…
Systematic internalisers shall make available to the public at least once a year, free of charge, data relating to the quality of execution of transactions executed within them. These periodic reports…
…ment advisers shall inform the association to which they belong of any change in the information concerning them and of any event which may have consequences for their membership as financial investme…
Financial investment advisers are treated in the same way as investment service providers other than portfolio management companies for the purposes of Article L. 533-12-7.
…of European venture capital funds covered by Regulation (EU) No 345/2013 of the European Parliament and of the Council of 17 April 2013 on European venture capital funds and managers of European socia…
Natural persons who are tied agents of investment service providers, as well as natural persons who have the power to manage or administer legal persons authorised as tied agents of investment service…
A provider of equity crowdfunding services wishing to engage in the activity referred to in Article L. 547-4 shall submit an application to the Autorité des marchés financiers, either when applying fo…
Participatory finance intermediation consists of bringing together, by means of a website, the promoters of a given project and the persons financing that project under the following conditions: 1° Le…
Prior to any promotional communication or canvassing, a document must be drawn up, in accordance with the conditions laid down by decree, to provide the public with all relevant information about the…
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