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Showing 4071–4080 of 57478 articles for “Art. CE 15 Apr 2016 n° 390457 and 390774”
…té des marchés financiers shall cooperate with the competent bodies for the supervision, management and regulation of the physical agricultural markets, designated under the conditions laid down in Re…
When the persons and entities mentioned in II of Article L. 621-9 provide their services on the Internet, investigators and auditors may, in order to access the information and elements available on t…
Where an AIF management company is unable to ensure compliance with the provisions of Subsection 1 of Section 2 of Chapter IV of Title I of Book II for which an AIF or another entity acting on its beh…
…suers. To this end, it may require issuers, the persons that control them or are controlled by them and their statutory auditors to provide all relevant documents and information. It may order these i…
In the report referred to in the second sentence of the first paragraph of Article L. 621-18-3, the AMF shall report on the application of Articles L. 544-3 to L. 544-6 and may approve any recommendat…
Any breach by financial investment advisers as defined in article L. 541-1 of the laws, regulations and professional obligations applicable to them is subject to sanctions imposed by the Enforcement C…
…ry basis, of the redemption of units or shares or the issue of new units or shares of an AIF when exceptional circumstances so require and if the interests of unitholders, shareholders or the public s…
I. - In the event of the breaches referred to in II of Article L. 621-15, the AMF Board may publish a statement specifying the identity of the natural person or legal entity in question and the nature…
…nishable by the penalties laid down in Article 226-13 of the Criminal Code for the directors or officers of the persons mentioned in Article 16 of Regulation (EU) No 596/2014 of the European Parliamen…
At the request of one or more investment services providers or a professional association of investment services providers, the Autorité des marchés financiers may, after obtaining the opinion of the…
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