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Showing 5451–5460 of 57478 articles for “Art. CE 15 Apr 2016 n° 390457 and 390774”
The Autorité des marchés financiers shall notify the European Securities and Markets Authority of any authorisation granted to an investment services provider other than a portfolio management company…
…accalaureate or equivalent diploma ; b) or appropriate professional training in the economic, legal and financial fields; or c) at least two years' professional experience in the economic, legal and f…
…ublic Prosecutor informs the Autorité des marchés financiers of his intention to initiate public proceedings pursuant to the first paragraph of II of Article L. 465-3-6, he shall send him, by register…
…et de résolution assesses the good repute of the persons mentioned in Article L. 511-51 in accordance with Articles L. 511-10 or R. 511-3-1, it consults the central database concerning administrative…
…sed under the conditions set out in I of article L. 341-4, the legal entity issues the canvassing licence provided for in article L. 341-8.
…icle, is liable to a fine of 5th class. Repeated breaches of this article are punishable in accordance with article 132-11 of the French Criminal Code.
The competent administrative authority referred to in article D. 351-3 is the Minister for the Economy.
…referred to in the second paragraph of Article L. 420-18 to the competent authority of the State concerned within one month, in accordance with the procedure and conditions laid down in Article 35 of…
The decision to appoint a trustee shall specify the foreseeable duration of the assignment and the terms on which the market undertaking will remunerate the trustee, taking into account the nature and…
…in 1° of article R. * 421-6-1 arises at the end of a period of three months following the date of receipt of the application; the decision referred to in 2° of the same article arises at the end of a…
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