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Showing 5721–5730 of 57478 articles for “Art. CE 15 Apr 2016 n° 390457 and 390774”
…532-27, the Autorité de contrôle prudentiel et de résolution shall communicate the notifications received pursuant to I ofArticle L. 532-23 under the conditions provided for by the implementing regul…
Where an investment service provider other than an asset management company intends to amend any of the disclosures referred to in II ofArticle D. 532-20 or, as the case may be, provided for inArticle…
I. - Any portfolio management company governed byArticle L. 532-9 which, having its registered office in mainland France, Guadeloupe, French Guiana, Martinique, La Réunion, Mayotte and Saint-Martin, w…
The association is drawing up a guide to professional competence and ongoing professional training and development. This guide presents a list of training courses adapted to the levels of professional…
The association shall equip itself with the resources it needs to support its members in carrying out their activities and complying with their obligations. It shall put in place an organisation and w…
If the association is also authorised underArticle L. 513-5 of the Insurance Code or III of Article L. 541-4 of this Code, it may set itself up according to a federal model, separating each of its act…
The total assets of the AIFs mentioned in IV and VI of Article L. 532-9:1° Do not exceed the threshold of 100 million euros, including assets acquired through the use of leverage; or2° Does not exceed…
Class 1 bis investment firms are subject to the provisions of articles R. 511-15 to R. 511-16-4.
The intermediaries mentioned in 1° and 4° of I of article R. 519-4 who also carry out insurance or reinsurance brokerage activities may join only one approved professional association, provided that t…
…l ensure that the amount of the guarantee referred to in article R. 519-17 is calculated in accordance with the applicable regulations and that it covers the reimbursement of funds actually collected…
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