Article R532-18
Where an investment services provider referred to inArticle L. 532-18 intends to use a tied agent, within the meaning ofArticle L. 545-1, established in its home country, the identity of that agent sh…
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Showing 5781–5790 of 57478 articles for “Art. CE 15 Apr 2016 n° 390457 and 390774”
Where an investment services provider referred to inArticle L. 532-18 intends to use a tied agent, within the meaning ofArticle L. 545-1, established in its home country, the identity of that agent sh…
…o in I of Article L. 532-34, the Autorité des marchés financiers shall send the European Securities and Markets Authority the AIFM's assessment of the reference Member State and information about its…
Investment firms are required to close their financial year on 31 December. However, the Autorité de contrôle prudentiel et de résolution may authorise investment firms to derogate from this rule for…
…bers comply with the obligation to offer their customers recourse to a consumer mediator in accordance with the first paragraph of article L. 612-1 of the French Consumer Code. To this end, it offers…
…s marchés financiers will notify the applicant of its decision within three months of the date of receipt of the file that complies with the standard file.The AMF may extend this period by up to a fur…
…rovisions of I of Article L. 532-9-1, the Autorité des marchés financiers shall be informed in advance of any proposed amendment to the factors taken into account for the authorisation of an asset man…
…country. If several authorities are responsible for supervision, their respective areas of competence are specified; 2° The following information: a) Concerning the third-country undertaking : i) its…
I. - Where, pursuant to paragraph 3 of Article 47 of Regulation (EU) No 600/2014 of 15 May 2014, a branch authorised in France of a third-country firm benefiting from an equivalence decision provided…
…ided for in this sub-section apply to the intermediaries referred to in 1° of I of article R. 519-4 and to their agents referred to in 4° of the same I.
Prior to the conclusion of any banking transaction or the provision of any payment service or any preparatory work and advice, the intermediary shall inform the customer, including the potential custo…
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