Article L511-6
Officers are empowered to investigate and record infringements or breaches of the following provisions:1° Chapters I, II and IV of Title I of Book I;2° Sections 3, 4, 6, 7, 8 and 9 of Chapter I of Tit…
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Showing 7721–7730 of 9666 articles for “Art. CE 16-11-1988 n° 47685-47741”
Officers are empowered to investigate and record infringements or breaches of the following provisions:1° Chapters I, II and IV of Title I of Book I;2° Sections 3, 4, 6, 7, 8 and 9 of Chapter I of Tit…
…ts all persons mentioned in a of 1 of the same Article 18. These lists shall be drawn up in accordance with the implementing technical standards adopted pursuant to the fourth paragraph of Article 18(…
Portfolio management companies and investment services providers that provide the investment service referred to in 4 of Article L. 321-1 employ :1° A method of risk management on behalf of third part…
A popular retirement savings plan may be of one or more of the following types: 1° A plan involving the acquisition of a deferred life annuity; 2° A plan consisting in the constitution of savings conv…
…rchés financiers, the Autorité de contrôle prudentiel et de résolution, the Autorité de la concurrence, the Banque de France, the European System of Central Banks, the European Central Bank and the Eu…
The enforcement measures provided for in Article L. 412-1 : 1° The provisions of Articles 2 and 3, paragraphs 1 and 2 of Article 4, paragraphs 1 and 3 of Article 9, paragraphs 1 to 3 of Article 12, Ar…
…r persons engaged in retail sales, the fine incurred is €3,750. Whoever makes it impossible for officers authorised to ascertain the said offences to carry out their duties either by refusing them ent…
…isions shall apply to Saint-Barthélemy in their wording resulting from Decree No. 2020-1734 of 16 December 2020, unless otherwise stated or reference is made to their application by operation of law i…
…provisions shall apply to Saint-Martin in their wording resulting from Decree No. 2020-1734 of 16 December 2020, unless otherwise stated or reference is made to their application by operation of law i…
…cable in the Wallis and Futuna Islands in their wording resulting from Decree no. 2020-1734 of 16 December 2020, unless otherwise stated in the table below.Articles applicableIn their wording resultin…
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