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Showing 3511–3520 of 17174 articles for “Art. CE 18-6-2008 n° 285380”
It is punishable by six months' imprisonment and a fine of 9,000 euros for any person to fail to comply with the obligations imposed by articles L. 342-1 to L. 342-3 in respect of transactions in prec…
…s, ancillary fees and any rebates, are transparent, fair and non-discriminatory and do not create incentives to submit, modify or cancel orders or execute trades in a way that contributes to disorderl…
For the purposes of this section, "small and medium-sized enterprises" means companies whose average market capitalisation has been less than an amount set by decree on the basis of end-of-calendar-ye…
…s: 1° If the market undertaking does not make use of it within twelve months, if it expressly renounces it or if the market has ceased to operate for six months; 2° If the market undertaking has obtai…
The operator of the organised trading system may use an investment services provider other than a portfolio management company to act as a market maker within the meaning of 2° of Article L. 531-2 on…
In all cases, members of a clearing house undertake to fulfil, vis-à-vis the clearing house, all obligations arising from transactions entered in the name of third parties in their accounts. Payment o…
Credit institutions and finance companies shall set up a risk management function that is independent of operational functions and has adequate resources to enable it to carry out its mission.Credit i…
If necessary, in the event of changes in the risks affecting or likely to affect the credit institution or finance company, the head of the risk management function may report directly to the Board of…
The Board of Directors, the Supervisory Board or any other body exercising equivalent supervisory functions and the persons mentioned in article L. 511-13 are required to devote sufficient time to car…
…body exercising equivalent supervisory functions shall monitor the publication and communication process and the quality and reliability of the information to be published and communicated by the cred…
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