Article R519-11-3
I.-Banking and payment services intermediaries within the meaning of Article L. 519-1 and their staff update their professional knowledge and skills, as part of ongoing training, through professional…
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Showing 2951–2960 of 41165 articles for “Art. CE 20-3-2013 n°s 347881 et 347882”
I.-Banking and payment services intermediaries within the meaning of Article L. 519-1 and their staff update their professional knowledge and skills, as part of ongoing training, through professional…
The Autorité de contrôle prudentiel et de résolution may oppose the proposed acquisition only if there are reasonable grounds for doing so based solely on the criteria set out in Article R. 532-8-1, o…
…roposed acquisition only if there are reasonable grounds for doing so based solely on the criteria set out in Article R. 532-15-1, or if the information provided by the proposed acquirer pursuant to A…
…L. 532-24, an investment firm or credit institution wishes to provide custody account keeping services in another Member State of the European Union or party to the Agreement on the European Economic…
The civil liability insurance policy taken out by an intermediary in equity crowdfunding pursuant to Article L. 548-5 shall include cover of not less than 250,000 euros per claim and 500,000 euros per…
Members of staff of an investment firm who have been given authority to sign on behalf of that firm may not take up any other employment or perform any paid work outside that firm without first inform…
Subsections 2 and 3 of this section apply to class 2 and class 3 investment firms under the conditions defined in Article L. 533-24-2.
…3°a of Article L. 561-2 shall identify and verify the identity of the beneficiaries of life insurance or capitalisation contracts and, where applicable, their beneficial owners, where the annual prem…
…314-1 carried out using cash or electronic money. This information must include the identification details and contact details of the persons authorised in accordance with the provisions of Article R.…
I.-On receipt of a complete application, the Autorité des marchés financiers will examine it and forward it within five working days to the Autorité de contrôle prudentiel et de résolution for its opi…
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