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Showing 3531–3540 of 57221 articles for “Art. CE 23 Dec 2013 n° 363702 and 363719”
Statutory auditors are required to report to the AMF as soon as possible any fact or decision concerning an investment services provider or an intermediary authorised to hold or administer financial i…
…e a breach by a member of the rules of the code of conduct referred to in the same article.Notwithstanding Articles 42 et seq. of Act 86-1067 of 30 September 1986 on freedom of communication, when the…
…their legal representative, depending on the seriousness of the breach: 1° A warning ; 2° a reprimand 3° Compulsory insertion of a notice or press release in the publication concerned; 4° Broadcast…
The investigators and auditors may, for the purposes of the investigation or audit, ask to be provided with any documents, regardless of the medium used.Investigators and auditors may summon and inter…
…n shall be communicated by the persons referred to in a to c to the Autorité des marchés financiers and made public by the latter, under the conditions mentioned in Regulation (EU) No 596/2014 of the…
…upon the chairman of the Autorité des marchés financiers or his representative to file submissions and to develop them orally at the hearing, without prejudice to the provisions of Article L. 466-1.
…nanciers may only be held liable for the application of the provisions of Regulation (EU) 2017/1129 and its delegated regulations in respect of the approval of prospectuses.
At the request of a court hearing an action for damages, the Autorité des marchés financiers may transmit to the court any investigation or inspection reports in its possession, the production of whic…
…s marchés financiers or his appointed representative may require any person to take measures to reduce the size of his position or exposure in a financial instrument, in a unit referred to inArticle L…
…or notification referred to in Article 16 of Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014 on market abuse (Market Abuse Regulation) and repealing Directiv…
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