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Showing 3581–3590 of 57221 articles for “Art. CE 23 Dec 2013 n° 363702 and 363719”
…authority, within the meaning of Article 67(1) of Directive 2014/65/ EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Directive 2002/92…
…ts or shares or the issue of new units or shares in an undertaking for collective investment when exceptional circumstances so require and if the interests of unitholders, shareholders or the public s…
…egulations, laws, regulations or professional rules approved by the Autorité des marchés financiers and the nature of the breach.
The Autorité des marchés financiers may be delegated by the European Securities and Markets Authority under the conditions laid down in Article 74 of Regulation (EU) No 648/2012 of the European Parlia…
…s marchés financiers any information that has come to their attention in the course of the performance of their duties in the situations and under the conditions defined in Article 12(1) of Regulation…
For the purposes of the supplementary supervision provided for in this chapter, the Autorité de contrôle prudentiel et de résolution may enter into the agreements provided for in Article L. 633-5 with…
…és financiers shall provide the competent authorities of other Member States with the information necessary to monitor and respond to the potential consequences of the activities of management compani…
Where the activities of a trading platform referred to in Article L. 420-1 that has installed access arrangements in another Member State of the European Union or in another State party to the Agreeme…
Controls carried out pursuant to Articles L. 632-12 and L. 632-13 by representatives of a foreign supervisory authority entrusted with a mission similar to that entrusted in France to the Autorité de…
…rities may exchange information relating to regulated entities in a financial conglomerate with the central banks of the Member States or other States party to the Agreement on the European Economic A…
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