Article R532-18
Where an investment services provider referred to inArticle L. 532-18 intends to use a tied agent, within the meaning ofArticle L. 545-1, established in its home country, the identity of that agent sh…
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Showing 5301–5310 of 57221 articles for “Art. CE 23 Dec 2013 n° 363702 and 363719”
Where an investment services provider referred to inArticle L. 532-18 intends to use a tied agent, within the meaning ofArticle L. 545-1, established in its home country, the identity of that agent sh…
…o in I of Article L. 532-34, the Autorité des marchés financiers shall send the European Securities and Markets Authority the AIFM's assessment of the reference Member State and information about its…
Investment firms are required to close their financial year on 31 December. However, the Autorité de contrôle prudentiel et de résolution may authorise investment firms to derogate from this rule for…
…bers comply with the obligation to offer their customers recourse to a consumer mediator in accordance with the first paragraph of article L. 612-1 of the French Consumer Code. To this end, it offers…
The Autorité des marchés financiers will notify the applicant of its decision within three months of the date of receipt of the file that complies with the standard file.The AMF may extend this period…
…rovisions of I of Article L. 532-9-1, the Autorité des marchés financiers shall be informed in advance of any proposed amendment to the factors taken into account for the authorisation of an asset man…
…se of ensuring that the portfolio management company targeted by the proposed acquisition has sound and prudent management and taking into account the likely influence of the proposed acquirer on the…
…country. If several authorities are responsible for supervision, their respective areas of competence are specified; 2° The following information: a) Concerning the third-country undertaking : i) its…
…paragraph 3 of Article 47 of Regulation (EU) No 600/2014 of 15 May 2014, a branch authorised in France of a third-country firm benefiting from an equivalence decision provided for in Article 47 of Reg…
…ided for in this sub-section apply to the intermediaries referred to in 1° of I of article R. 519-4 and to their agents referred to in 4° of the same I.
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