Article L533-24-3
By way of derogation from this section, class 1 bis investment firms shall apply the provisions of articles L. 511-51 to L. 511-102.
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Showing 9971–9980 of 34828 articles for “Art. CE 25-3-2019 n° 422943”
By way of derogation from this section, class 1 bis investment firms shall apply the provisions of articles L. 511-51 to L. 511-102.
Investment service providers other than portfolio management companies which provide the investment service referred to in Article L. 321-1 .4 shall not accept, unless they return them in full to the…
The members of the risk committee set up pursuant to the provisions of Article L. 533-31 have the knowledge, skills and expertise to enable them to understand, manage and monitor the investment firm's…
…the supervisory board or any other body exercising equivalent supervisory functions on matters concerning the investment firm's overall risk strategy and overall risk appetite, both current and futu…
…rred to in Article L. 532-48 that are large in relation to their size are required to provide evidence of the existence of a compensation committee or a system for achieving the same objectives that i…
A decree of the Conseil d'Etat shall lay down the conditions for the application of this sub-section.
…ormation and financial analyses available to it pursuant to II and III of this Article. It shall process such requests as quickly as possible. Requests from Europol, and the responses provided by the…
I. - When, on the basis of a report made in accordance with Article L. 561-15, the department referred to in Article L. 561-23 refers the matter to the Public Prosecutor, it shall inform the person re…
…epartment referred to in Article L. 561-23 uncover facts likely to involve the laundering of the proceeds of an offence punishable by a custodial sentence of more than one year or the financing of ter…
…bject to the provisions of this chapter solely in respect of their activities in providing the service mentioned in 8° of II of Article L. 314-1. The persons mentioned in 4° of Article L. 561-2 are no…
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