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Showing 3621–3630 of 32365 articles for “Art. CE 4-6-2019 n° 415959”
An investment service provider that uses a tied agent shall take appropriate steps to ensure that the activities of the tied agent outside the scope of this Chapter do not adversely affect the activit…
I.-Financial investment advisers may not receive financial instruments from their clients. They may not receive funds from their clients other than those intended to remunerate their activity. II -Fin…
Articles L. 544-3 to L. 544-5 apply to voting advisers whose registered office is in France, to voting advisers whose registered office is not in a Member State of the European Union but whose head of…
…nger offers the guarantees provided for in Article L. 552-5, it may order that any communication concerning the offer referring to its approval be discontinued and withdraw its approval under the cond…
Throughout the duration of the business relationship and in accordance with the conditions laid down by decree of the Conseil d'Etat, these persons shall, within the limits of their rights and obligat…
Failure by the directors of a credit institution or finance company to draw up an inventory for each financial year, prepare annual financial statements and a management report in accordance with the…
…ent company who fail to prepare the accounts of the firm or company in consolidated form in accordance with Article L. 533-5 are liable to a fine of 15,000 euros.
The penalties laid down in Article L. 574-5 shall apply if the beneficial owner fails to provide the company or entity with the information required under Article L. 561-45-2 within the time limits la…
…ployers' associations other than those mentioned in the first paragraph of this article whose resources exceed a threshold set by decree.
…are prohibited from deducting union dues from their employees' salaries and paying them in their place.
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