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Showing 1171–1180 of 61016 articles for “Art. CE 9-5-2019 n° 426431 and 426434”
Financial investment advisers are treated in the same way as investment service providers other than portfolio management companies for the purposes of Article L. 533-12-7.
…nts linked to the early termination of an employment contract must correspond to effective performance assessed over time and not reward failure or fault. Global remuneration linked to compensation or…
…laundering or terrorist financing, the persons who issue electronic money referred to in 1°, 1° ter and 1° quater of Article L. 561-2 are not subject to the due diligence requirements laid down in Art…
…this section, or to acts carried out by the persons they designate pursuant to Articles L. 612-34-1 and L. 613-51.
…appointed by the competent authority of another Member State shall be entitled to exercise in mainland France, in the overseas departments and in the Department of Mayotte and Saint-Martin all the po…
In accordance with the conditions laid down by decree in the Conseil d'Etat, the Autorité des marchés financiers may : 1° Delegate to market undertakings and, where applicable, to clearing houses the…
…or this purpose, decides to conduct investigations, he shall authorise the investigators in accordance with the procedures laid down in the General Regulation. Persons eligible for authorisation must…
In the context of the inspections and investigations referred to in Articles L. 621-9 and L. 621-9-1, professional secrecy may not be invoked against the Autorité des marchés financiers or, where appl…
The Autorité des marchés financiers is the competent authority within the meaning of Article 29(4) and (5) of Regulation (EU) 2017/2402 of the European Parliament and of the Council of 12 December 201…
…egulations, laws, regulations or professional rules approved by the Autorité des marchés financiers and the nature of the breach.
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