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Showing 9901–9910 of 65950 articles for “Art. CJUE 30-9-2021 aff. 299/20 and ord. 10-2-2022 aff. 191/21”
…ided for in this sub-section apply to the intermediaries referred to in 1° of I of article R. 519-4 and to their agents referred to in 4° of the same I.
…en authorised as an investment firm or credit institution providing one or more investment services and is applying for authorisation to provide custody account keeping or clearing of financial instru…
…se a sufficient number of contracts on offer to be able to base an objective analysis of the market and recommend or propose a contract suited to the needs of the customer, including the potential cus…
…ing services authorised to provide such services in France, subject to the agreement of its clients and the recipient provider. Where the AMF withdraws the authorisation of an equity crowdfunding serv…
…500-1, nor hold a management position in a person subject to any of the sanctions referred to in 3° and 7° of Article L. 612-39 and I of Article L. 612-41.
I. - Any person referred to in I of article L. 546-1 shall apply for registration in the register and for entry in the categories referred to in I of article R. 519-4. To this end, it must compile a f…
If the Autorité des marchés financiers does not respond within the time limit referred to inArticle L. 549-4, the application is deemed to have been rejected.
By way of derogation from Articles R. 561-23 and R. 561-24, the persons mentioned in 1° to 6° and 7°a of Article L. 561-2 who belong to the same group within the meaning of Article L. 561-33 may agree…
For avocats au Conseil d'Etat et à la Cour de cassation and avocats, except where they act as fiduciaries, the person responsible for responding to any request from the department referred to in Artic…
…ve investment scheme, or exercises, by any other means, a power of control within the meaning of 3° and 4° of I of article L. 233-3 of the Commercial Code over the collective investment scheme or, if…
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