Article L533-12
I. - All information, including promotional communications, addressed by an investment service provider other than an asset management company to clients, including potential clients, shall be accurat…
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Showing 811–820 of 6031 articles for “Art. CNCC EJ 2013-12”
I. - All information, including promotional communications, addressed by an investment service provider other than an asset management company to clients, including potential clients, shall be accurat…
…ents recording the characteristics of the transactions referred to in Article L. 561-10-2.Without prejudice to the obligations mentioned in the first paragraph of this Article, the persons mentioned i…
Any person who opens or runs a pawnshop or pledge house without legal authorisation is liable to six months' imprisonment and a fine of €9,000. The same penalties shall apply if a person with authoris…
The penalties laid down inArticle 313-1 of the French Criminal Code shall apply to any person who engages in the activity of provider of equity crowdfunding services in breach of Articles L. 547-1 to…
Failure by the directors of a payment institution to publish the annual accounts in accordance with the conditions set out in IV of article L. 522-19 is punishable by a fine of €15,000.
Banking or professional secrecy shall not prevent the exchange of information between the persons and bodies referred to in Article L. 562-4 and the State departments responsible for preparing or impl…
I. - Without prejudice to Article L. 612-8-1, the full Supervisory Board shall determine the organisational and operational principles, the budget and the internal rules of procedure of the AMF. It sh…
Decrees of the Conseil d'Etat shall determine the conditions of application of this Title to activities, which by their nature lead to dispersion or permanent mobility of personnel, linked to the norm…
The following shall benefit from the appropriations of the Joint Fund in respect of the performance of the tasks referred to in Article L. 2135-11: 1° Employees' and employers' organisations that are…
The number of trade union delegates for each trade union section in each company or establishment is calculated under conditions determined by decree by the Conseil d'Etat, taking into account the num…
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