Article R812-18-2
May apply to be included on the list referred to in article L. 812-2 before the national registration and disciplinary commission, ruling on their application for registration under the conditions lai…
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Showing 2381–2390 of 27879 articles for “Art. Cass. 1ère civ. avis 18-12-2020 n° 20-70.003”
May apply to be included on the list referred to in article L. 812-2 before the national registration and disciplinary commission, ruling on their application for registration under the conditions lai…
Within the limits of the services it is authorised to provide in its home country, and depending on the authorisation it has received there, any legal or natural person authorised to provide investmen…
…he decreeR. 613-40, R. 613-42 to R. 613-45No. 2015-1160 of 17 September 2015R. 613-46 to R. 613-46-2n° 2020-1703 of 24 December 2020R. 613-46-3 and R. 613-46-4n° 2021-941 of 15 July 2021R. 613-46-5 an…
The mediator may hold any hearings he deems useful. He shall summon the parties by registered letter with acknowledgement of receipt or by notification delivered against receipt. In the event of serio…
A copy of the form required to renew the declaration provided for in article R. 212-88 is given in appendix II-12-2-b. This form specifies the list of documents required to renew the declaration. When…
For the purposes of the investigation, the investigators may: 1° Obtain any documents, whatever their medium; 2° Summon and interview any person likely to be able to provide them with information. The…
Investment service providers other than asset management companies that execute client orders shall monitor the effectiveness of their order execution arrangements and execution policy in order to ide…
The professional practice standard relating to the audit of the opening balance sheet of the first financial year certified by the statutory auditor, approved by the Minister of Justice, is shown belo…
The trainee writes an internship report in which he or she describes the procedures in which he or she has participated and the actions he or she has taken, as well as an internship dissertation on an…
At the request of one or more investment services providers or a professional association of investment services providers, the Autorité des marchés financiers may, after obtaining the opinion of the…
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