Article L621-17
Any breach by financial investment advisers as defined in article L. 541-1 of the laws, regulations and professional obligations applicable to them is subject to sanctions imposed by the Enforcement C…
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Showing 2241–2250 of 23743 articles for “Art. Cass. 13 March 2008 – counterfeit as dispossession”
Any breach by financial investment advisers as defined in article L. 541-1 of the laws, regulations and professional obligations applicable to them is subject to sanctions imposed by the Enforcement C…
If the challenged member agrees to the challenge, he/she is replaced as described in article R. 621-39-1.The person making the request is notified by any means of the date on which it will be examined…
The committee secretariat will send a copy of the request for recusal to the member who is the subject of the recusal.
As soon as he has been notified of the request, the challenged member shall abstain until the request has been decided.
Reasons shall be given for the decision on the request for an increase. It is sent by registered letter with acknowledgement of receipt to the applicant and to the President of the College, who may ap…
…n, the challenged member shall make known in writing either his agreement to the challenge or the reasons why he opposes it.
A challenge may be requested by the person against whom the complaint has been lodged or by his representative.
Acts performed by the challenged member before he became aware of the request for challenge may not be challenged.
…istered letter with acknowledgement of receipt to be heard by the Enforcement Committee.They may be assisted or represented by a person of their choice.If the applicant or the person representing him…
…sequent notification sent to it at the address at which it received the statement of objections or, as the case may be, at the last address notified by it to the secretariat of the Commission by regis…
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