Article L511-4-2
The institutions referred to in this chapter which hold financial futures instruments the underlying interest of which consists wholly or partly of an agricultural commodity shall indicate in their an…
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Showing 7021–7030 of 34663 articles for “Art. Cass. 3e Civ. 4-4-1991 n° 89-17.151”
The institutions referred to in this chapter which hold financial futures instruments the underlying interest of which consists wholly or partly of an agricultural commodity shall indicate in their an…
Article L. 533-22-1 is applicable to credit institutions and investment firms for their activities of portfolio management on behalf of third parties and investment advice within the meaning of Articl…
Where the parent undertaking of a credit institution or a finance company is a credit institution, an investment firm, a financial holding company, a mixed financial holding company or a parent undert…
Banking and payment services intermediaries must behave honestly, fairly, transparently and professionally, taking into account the rights and interests of customers, including potential customers. Ba…
The Autorité de contrôle prudentiel et de résolution may require a Class 2 or Class 3 investment firm to comply with a specific liquidity requirement where, on the basis of the controls and examinatio…
The Autorité de contrôle prudentiel et de résolution may require Class 2 investment firms and the firms referred to in Article 46(2) of Regulation (EU) 2019/2033 to publish, more than once a year, wit…
The Autorité de contrôle prudentiel et de résolution may require Class 2 and Class 3 investment firms to make additional or more frequent disclosures than those provided for in Title III of Book V or…
I.-The Autorité de contrôle prudentiel et de résolution may require a Class 2 or Class 3 investment firm to take, at an early stage, any measures necessary to address any of the following issues: 1° T…
Financial investment advisers as defined in article L. 541-1 are registered in the single register mentioned in article L. 546-1.
A decree in the Conseil d'Etat shall lay down the conditions for the application of this sub-section.
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