Article L523-5
For the purposes of Article L. 511-33, I of Article L. 522-19, Article L. 526-35, the last paragraph of Article L. 571-4 and Article L. 572-7, agents are treated in the same way as persons employed by…
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Showing 3731–3740 of 30818 articles for “Art. Cass. 3e civ. 28-5-1997 n° 95-17.953”
For the purposes of Article L. 511-33, I of Article L. 522-19, Article L. 526-35, the last paragraph of Article L. 571-4 and Article L. 572-7, agents are treated in the same way as persons employed by…
Funds representing electronic money collected by electronic money institutions for the purpose of issuing and managing electronic money do not constitute funds repayable by the public within the meani…
Investment firms may, under conditions defined by the Minister for the Economy, acquire and hold equity interests in existing or start-up companies.
The provisions of this section shall not apply where investment or investment-related services are provided by a third-country firm at the sole initiative of the client.Without prejudice to intra-grou…
The Autorité de contrôle prudentiel et de résolution may withdraw the authorisation of a branch of a non-EU undertaking at its request. It may also be decided ex officio by the Autorité if the branch…
Investment firms are bound by the obligations of Articles L. 511-35, L. 511-36, L. 511-37 and L. 511-39. They shall have sound accounting procedures.The previous paragraph applies to portfolio managem…
A decree shall determine the conditions under which decisions to grant, refuse or withdraw authorisation are taken and notified, as well as the reporting requirements applicable to branches authorised…
Financial investment advisers must comply with the provisions of this subsection at all times. Financial investment advisers shall inform the association to which they belong of any change in the info…
The AMF verifies that the planned offer meets the safeguards required for a public offer, and in particular that the issuer of the tokens: 1° Is a legal entity established or registered in France; 2°…
The conditions set out in Chapters II, IV and V of Regulation (EU) 2020/1503 of 7 October 2020 are applicable to the provision of the services mentioned in Article L. 547-4, provided that the project…
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