Article L421-15
Decisions to admit a financial instrument or an asset mentioned in II of Article L. 421-1 are made public by the market undertaking.
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Showing 801–810 of 20369 articles for “Art. Cass. civ. 15 Nov. 2017”
Decisions to admit a financial instrument or an asset mentioned in II of Article L. 421-1 are made public by the market undertaking.
Loans, exposures, similar claims, securities and deposits, bonds or other resources provided for in article L. 513-2 may only be managed or collected by a credit institution or finance company that ha…
I.-The legal representatives, directors, staff and agents of the associations referred to in I of Article L. 519-11 of this Code are bound by professional secrecy in the context of the tasks referred…
The own funds of a payment institution may not fall below any of the requirements set out in Article L. 522-7 and the second paragraph of Article L. 522-14.
The withdrawal of an electronic money institution's authorisation may also be decided ex officio by the Autorité de contrôle prudentiel et de résolution if the institution:1° Does not make use of the…
When the offices are opened by portfolio management companies, the notification provided for in Article L. 532-14 is sent to the Autorité des marchés financiers. The latter shall inform the Autorité d…
I.- Investment service providers other than portfolio management companies shall report to their clients, in a durable medium, on the services provided to them. The report shall include periodic commu…
The penalties provided for in Article 313-1 of the Criminal Code shall apply if any person engages in the activity of intermediary in equity financing in breach of Articles L. 548-1 to L. 548-4.
Legal entities found to be criminally liable, under the conditions set out in Article 121-2 of the French Criminal Code, for the offence provided for in Article L. 572-13 of this Code are liable to :1…
A decree in the Conseil d'Etat shall lay down the procedures for applying the provisions of this chapter.
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