Article L519-4-1
Banking and payment services intermediaries must behave honestly, fairly, transparently and professionally, taking into account the rights and interests of customers, including potential customers. Ba…
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Showing 6921–6930 of 34398 articles for “Art. Cass. com. – 4 Dec. 2007 – no. 06-15.137”
Banking and payment services intermediaries must behave honestly, fairly, transparently and professionally, taking into account the rights and interests of customers, including potential customers. Ba…
…nvestment firm that has not been exempted from the liquidity requirement in accordance with Article 43(1) of Regulation (EU) 2019/2033 is in one of the following situations: 1° The investment firm is…
…udentiel et de résolution may require Class 2 investment firms and the firms referred to in Article 46(2) of Regulation (EU) 2019/2033 to publish, more than once a year, within the time limits it dete…
The Autorité de contrôle prudentiel et de résolution may require Class 2 and Class 3 investment firms to make additional or more frequent disclosures than those provided for in Title III of Book V or…
I.-The Autorité de contrôle prudentiel et de résolution may require a Class 2 or Class 3 investment firm to take, at an early stage, any measures necessary to address any of the following issues: 1° T…
Financial investment advisers as defined in article L. 541-1 are registered in the single register mentioned in article L. 546-1.
A decree in the Conseil d'Etat shall lay down the conditions for the application of this sub-section.
…t provided for in Article 6 and the risk factors mentioned in Annexes II and III of Directive 2015/849 of the European Parliament and of the Council of 20 May 2015 on the prevention of the use of the…
The supervisory authorities referred to in 3° to 16° of I of Article L. 561-36 shall put in place procedures to ensure that any failure to comply with the obligations defined in this Title and supervi…
At the request of the company or entity referred to in 1° to 3° of Article L. 561-45-1, the beneficial owner shall provide it with all the information required to comply with the obligation referred t…
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