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Showing 1801–1810 of 22749 articles for “Art. Cass. com. 15 March 2011”
At the request of a competent authority of a trading venue to which an investment services provider other than an asset management company provides direct electronic access, the AMF shall communicate,…
The AMF shall set up cooperation agreements with the competent authorities of trading venues in other European Union Member States or States party to the Agreement on the European Economic Area on whi…
Where the Autorité des marchés financiers is unable to provide an authority of another Member State of the European Union or party to the Agreement on the European Economic Area exercising similar pow…
At the request of a competent authority of a trading venue on which an investment services provider other than an asset management company uses algorithmic trading as a member or client of that venue,…
The agreements mentioned in the fourth paragraph of article L. 632-16 are published in the Journal officiel de la République française.
Where the AMF Enforcement Committee has imposed a financial penalty that has become final before the criminal court has given a final ruling on related facts, the criminal court may order that the fin…
Where proceedings are brought pursuant to Articles L. 465-1 to L. 465-3-3 , the Autorité des marchés financiers may exercise the rights of a civil party. Failing this, the Chairman of the Autorité des…
Any failure by the external valuation experts referred to in article L. 214-24-15 to comply with the laws, regulations and professional obligations applicable to them is subject to sanctions imposed b…
…ttee in accordance with the procedures set out in I, a and b of III and IIIa to V of article L. 621-15.
If the challenged member agrees to the challenge, he/she is replaced as described in article R. 621-39-1.The person making the request is notified by any means of the date on which it will be examined…
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