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Showing 871–880 of 21310 articles for “Art. Cass. com. 25 March 2003”
…n of the same table: Articles applicable In the wording resulting from L. 642-1 to L. 642-3 law no. 2003-706 of 1 August 2003
At the request of a competent authority of a trading venue to which an investment services provider other than an asset management company provides direct electronic access, the AMF shall communicate,…
The AMF shall set up cooperation agreements with the competent authorities of trading venues in other European Union Member States or States party to the Agreement on the European Economic Area on whi…
Where the Autorité des marchés financiers is unable to provide an authority of another Member State of the European Union or party to the Agreement on the European Economic Area exercising similar pow…
At the request of a competent authority of a trading venue on which an investment services provider other than an asset management company uses algorithmic trading as a member or client of that venue,…
The agreements mentioned in the fourth paragraph of article L. 632-16 are published in the Journal officiel de la République française.
Where the AMF Enforcement Committee has imposed a financial penalty that has become final before the criminal court has given a final ruling on related facts, the criminal court may order that the fin…
Where proceedings are brought pursuant to Articles L. 465-1 to L. 465-3-3 , the Autorité des marchés financiers may exercise the rights of a civil party. Failing this, the Chairman of the Autorité des…
…sions mentioned in the second paragraph of Article L. 370-2 of the Insurance Code, the Autorité des marchés financiers, on its own initiative or following a referral from the competent authorities, sh…
…hall examine the investigation or inspection report drawn up by the departments of the Autorité des marchés financiers or the request made by the Chairman of the Autorité de contrôle prudentiel et de…
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