Article L533-30-17
A decree in the Conseil d'Etat shall lay down the conditions for the application of this sub-section.
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Showing 941–950 of 29123 articles for “Art. Cass. com. 30 November 1999 · Cass. 3e civ. 19 April 2000 · Cass. com. 7 February 2006”
A decree in the Conseil d'Etat shall lay down the conditions for the application of this sub-section.
The remuneration policy of investment firms makes a distinction, based on clear criteria, between basic fixed remuneration and variable remuneration. Basic fixed remuneration primarily reflects profes…
The allocation of variable components of total remuneration within the investment firm takes account of all the risks to which it is or is likely to be exposed.
…compliance with the provisions of Titles I and III of Book V of this Code or with Regulation (EU) 2019/2033.
The implementation of the remuneration policy is subject, at least once a year, to a central and independent internal assessment in the exercise of supervisory functions. In the branches of third-coun…
…ture of the investment firm; 3° Instruments referred to in Articles 52 or 63 of Regulation (EU) No 575/2013 or other instruments which may be fully converted into core capital instruments or amortised…
Staff performing control functions are independent of the business units they supervise, have the necessary authority and are remunerated on the basis of the achievement of objectives related to their…
Payments linked to the early termination of an employment contract must correspond to effective performance assessed over time and not reward failure or fault. Global remuneration linked to compensati…
…Etat and the Cour de Cassation or the President of the Bar Association, pursuant to Article L. 561-17, the department shall inform these authorities that the report has been forwarded to the Public Pr…
When the investigations conducted by the department referred to in Article L. 561-23 uncover facts likely to involve the laundering of the proceeds of an offence punishable by a custodial sentence of…
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