Article D341-6
When a natural person carries out canvassing activities on behalf of a legal entity authorised under the conditions set out in I of article L. 341-4, the legal entity issues the canvassing licence pro…
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Showing 1081–1090 of 59269 articles for “Art. D 312-16 and D 312-17”
When a natural person carries out canvassing activities on behalf of a legal entity authorised under the conditions set out in I of article L. 341-4, the legal entity issues the canvassing licence pro…
The Autorité des marchés financiers shall communicate the information referred to in the second paragraph of Article L. 420-18 to the competent authority of the State concerned within one month, in ac…
The decision to appoint a trustee shall specify the foreseeable duration of the assignment and the terms on which the market undertaking will remunerate the trustee, taking into account the nature and…
Declarants, subject to the obligation provided for in the second paragraph of I of Article L. 421-9, are persons, acting alone or in concert in relation to the market undertaking: 1° Who directly own…
A foreign market in transferable securities, futures contracts or any financial products may be recognised only if the rules governing investor protection, security, supervision and control on that ma…
The minimum levels of cover under the professional indemnity insurance contract provided for in Article L. 341-5 are set as follows:1° 75,000 euros per claim and 75,000 euros per insurance year for na…
When several associations, at least one of which is approved, become one, approval must be sought again. In this case, the seniority criterion mentioned in article L. 452-1 is assessed from the date o…
The thresholds provided for in 1° of Article L. 341-2 are set at : 1° 5 million euros for the balance sheet total ; 2° 5 million euros for turnover or, failing that, for revenue; 3° 5 million euros fo…
If canvassing activity ceases for any reason whatsoever, the holder of the card issued pursuant to article L. 341-8 must return the card immediately.
The form referred to in the second paragraph of I of article L. 341-16, which is entitled "Form relating to the withdrawal period provided for in article L. 341-16 of the Monetary and Financial Code",…
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