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Showing 6521–6530 of 16338 articles for “Art. D 440-8”
The Autorité des marchés financiers shall notify the European Securities and Markets Authority of any authorisation granted to an investment services provider other than a portfolio management company…
In order for the association to obtain approval, its managing members, within the meaning of article 5 of the aforementioned law of 1st July 1901, must meet the following conditions: 1° Be of legal ag…
The decision to appoint a trustee shall specify the foreseeable duration of the assignment and the terms on which the market undertaking will remunerate the trustee, taking into account the nature and…
A foreign market in transferable securities, futures contracts or any financial products may be recognised only if the rules governing investor protection, security, supervision and control on that ma…
The minimum levels of cover under the professional indemnity insurance contract provided for in Article L. 341-5 are set as follows:1° 75,000 euros per claim and 75,000 euros per insurance year for na…
When several associations, at least one of which is approved, become one, approval must be sought again. In this case, the seniority criterion mentioned in article L. 452-1 is assessed from the date o…
The thresholds provided for in 1° of Article L. 341-2 are set at : 1° 5 million euros for the balance sheet total ; 2° 5 million euros for turnover or, failing that, for revenue; 3° 5 million euros fo…
Tax fines imposed for the offences referred to in Articles L. 351-2 and L. 351-3 shall be recovered in the same way as stamp duties and, in particular, in accordance with the provisions set out in <…
The AMF shall communicate to the European Securities and Markets Authority and to the competent authorities of the other Member States of the European Union or parties to the Agreement on the European…
The Autorité des marchés financiers shall immediately inform the authorities of the other Member States of the European Union and of the other States party to the Agreement on the European Economic Ar…
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