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Showing 4161–4170 of 36882 articles for “Art. Décret 2015-587 du 29-5-2015”
The operator of a trading venue shall ensure that its rules on collocation services are transparent, fair and non-discriminatory, in accordance with the provisions of Commission Delegated Regulation (…
Any person other than a credit institution or finance company is prohibited from carrying out credit transactions on a regular basis.It is also prohibited for any person other than a credit institutio…
Clearing houses may decide, on a non-discriminatory basis, that their members are del credere agents in relation to the principals whose accounts they keep.
Articles L. 433-1 to L. 433-4 are applicable to companies whose financial instruments have ceased to be admitted to trading on a regulated market in order to be admitted to trading on a multilateral t…
…of sufficiently good repute and have the knowledge, skills and experience required to perform their duties:1° Members of the Board of Directors, the Supervisory Board and the Management Board, the Chi…
…groups and groups comprising at least one finance company must adopt adequate internal control procedures for the production of information and data relevant to the exercise of such supervision.II. -…
The central body of Crédit Agricole is authorised to receive all deposits of funds and securities.
Credit institutions and finance companies devote the necessary human and financial resources to training the persons mentioned in I of article L. 511-52.
The distribution by the central body of agricultural credit of advances subsidised by the State to the mutual agricultural credit banks is subject to control by the Inspectorate General of Finance.
The authorisation referred to in I of Article L. 532-1 may be refused by the Autorité de contrôle prudentiel et de résolution if the organisation and operation, as well as the internal control system,…
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