Article L532-42
Where a competent authority of a third country fails to comply with a request for information exchange referred to in 2° of Article L. 532-29, the AMF may refer the matter to the European Securities a…
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Showing 7581–7590 of 62472 articles for “Art. Décret 55-22 du 4-1-1955”
Where a competent authority of a third country fails to comply with a request for information exchange referred to in 2° of Article L. 532-29, the AMF may refer the matter to the European Securities a…
Any dispute arising between the Autorité des marchés financiers and the AIFM established in a third country of which France is the reference Member State shall be subject to the jurisdiction of the Fr…
I. - If the actual development of the AIFM's operations in the European Union within two years of its authorisation indicates that the marketing strategy as presented at the time of authorisation has…
Where the parent undertaking of an investment service provider other than a portfolio management company is a credit institution, an investment firm, a financial holding company, a mixed financial hol…
…shall draw up an inventory of the assets under its management and a statement of the sums collected during the financial year on behalf of the rights holders. It draws up a report on its activities an…
…der which information is provided annually to subscribers on the use of the assets raised. The procedures for applying for prior approval, the documents required to examine the application and the con…
…without the person concerned or his representative having been heard or, failing this, having been duly summoned.
When personal data is processed for the sole purpose of applying articles L. 561-5 to L. 561-23 by a person mentioned in article L. 561-2, the right of access is exercised with the Commission national…
The State shall be liable for the harmful consequences of the implementation in good faith, by the bodies, institutions and services governed by Title I of this Book, their managers or agents, of the…
…The Commission Nationale des Sanctions (National Enforcement Committee) receives reports or procedures drawn up following inspections carried out by the administrative authorities referred to in Ar…
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