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Showing 3541–3550 of 36396 articles for “Art. Décret n° 2015-1437 du 5 novembre 2015”
Investment firms may, under conditions defined by the Minister for the Economy, acquire and hold equity interests in existing or start-up companies.
…t has initiated the provision, other than through a branch authorised in accordance with article L. 532-48.
The Autorité de contrôle prudentiel et de résolution may withdraw the authorisation of a branch of a non-EU undertaking at its request. It may also be decided ex officio by the Autorité if the branch…
Investment firms are bound by the obligations of Articles L. 511-35, L. 511-36, L. 511-37 and L. 511-39. They shall have sound accounting procedures.The previous paragraph applies to portfolio managem…
…erim measures to order a voting consultant to make public the information referred to in article L. 544-4, subject to a fine where appropriate.
Financial investment advisers must comply with the provisions of this subsection at all times. Financial investment advisers shall inform the association to which they belong of any change in the info…
…ents supporting the guarantees provided. It approves the offer document in accordance with the procedures and within the time limit set by its General Regulations.
…goods covered by the provisions of III of article L. 820-1 of the same code. In the event of misconduct or impediment, the statutory auditor may be relieved of his duties by court order at the reques…
Tied agents as defined in article L. 545-1 are registered in the single register mentioned in article L. 546-1.
The persons referred to in Article L. 562-4 are prohibited from making funds or economic resources available, directly or indirectly, to or for the benefit of persons whose funds or economic resources…
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