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Showing 3461–3470 of 9564 articles for “Art. D. 123-200”
Pursuant to II of article L. 341-4, the renewal of a direct seller's contract must be declared no later than five days before its expiry date. Failure by the persons referred to in 1° and 3° of articl…
The manager of a trading platform and its members synchronise the professional clocks used to record the date and time of any reportable event.
The amount of average market capitalisation referred to in Article L. 424-6 is set in Article 77 of Commission Delegated Regulation (EU) 2017/565 of 25 April 2016 supplementing Directive 2014/65/EU of…
The approval or refusal decision is notified within six months of the issue of the receipt. Reasons must be given for refusal decisions.
The Autorité des marchés financiers shall notify the European Securities and Markets Authority of any authorisation granted to an investment services provider other than a portfolio management company…
…fields; or c) at least two years' professional experience in the economic, legal and financial field. This experience must have been acquired during the five years preceding the appointment of the pe…
When a natural person carries out canvassing activities on behalf of a legal entity authorised under the conditions set out in I of article L. 341-4, the legal entity issues the canvassing licence pro…
The Autorité des marchés financiers shall communicate the information referred to in the second paragraph of Article L. 420-18 to the competent authority of the State concerned within one month, in ac…
…o account the nature and volume of the activity and the situation of the market undertaking concerned. The trustee is appointed for a maximum period of one year, renewable if circumstances so warrant,…
…s and voting rights held directly or indirectly by the market undertaking and how they are calculated.
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