Article D423-3
…cts, when they have been approved by the competent supervisory authority in their country of origin and after the competent French authorities have ensured that the rules of competence, good repute an…
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Showing 781–790 of 59303 articles for “Art. D. 3323-13 and D. 3323-14”
…cts, when they have been approved by the competent supervisory authority in their country of origin and after the competent French authorities have ensured that the rules of competence, good repute an…
…stitution within the meaning of Article 4 of Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment…
For the application of Article L. 341-6, La Poste, the Caisse des dépôts et consignations and venture capital companies shall register with the Autorité de contrôle prudentiel et de résolution the emp…
The manager of a trading platform and its members synchronise the professional clocks used to record the date and time of any reportable event.
…ons to the Autorité des marchés financiers within a period set by the letter referred to in Article D. 421-2. This deadline may not be less than three days. The representative of the market undertakin…
…lation (EU) 2017/565 of 25 April 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council as regards organisational requirements and operating conditions for investment fi…
The approval or refusal decision is notified within six months of the issue of the receipt. Reasons must be given for refusal decisions.
The Autorité des marchés financiers shall notify the European Securities and Markets Authority of any authorisation granted to an investment services provider other than a portfolio management company…
…accalaureate or equivalent diploma ; b) or appropriate professional training in the economic, legal and financial fields; or c) at least two years' professional experience in the economic, legal and f…
When a natural person carries out canvassing activities on behalf of a legal entity authorised under the conditions set out in I of article L. 341-4, the legal entity issues the canvassing licence pro…
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