Article D532-21
Where, pursuant to I ofArticle L. 532-23, an investment firm or credit institution wishes to provide custody account keeping services in another Member State of the European Union or party to the Agre…
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Showing 841–850 of 59303 articles for “Art. D. 3323-13 and D. 3323-14”
Where, pursuant to I ofArticle L. 532-23, an investment firm or credit institution wishes to provide custody account keeping services in another Member State of the European Union or party to the Agre…
…ateral trading facility or an organised trading facility referred to in Articles L. 421-1, L. 424-1 and L. 425-1.
…2-23, notifications of the establishment of a branch or the use of a tied agent by investment firms and notifications of the use of a tied agent by credit institutions shall be sent to the Autorité de…
The Autorité de contrôle prudentiel et de résolution shall make the notification provided for in the second paragraph of II of Article L. 521-3 within three months.
The amount specified in the first paragraph of article L. 526-19 is set at 5 million euros.
…cle L. 532-49, the Autorité de contrôle prudentiel et de résolution shall check that it is complete and, if so, shall proceed to examine it. The procedure set out in II, III and IV of Article R. 532-3…
The amount stipulated in the last paragraph of article L. 526-19 is set at 100,000 euros.
…e prudentiel et de résolution, which shall inform the Autorité des marchés financiers: 1° The scale and scope of the services it provides; 2° Where it provides the service referred to in 3 of Article…
…s effective centre of management ; ii) the names of the persons who effectively direct its business and of the members of its board of directors, supervisory board or any body performing equivalent fu…
…é de contrôle prudentiel et de résolution a notification containing the information mentioned in 1° and 2° of I of Article D. 532-23-2. The Autorité de contrôle prudentiel et de résolution will forwar…
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