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Showing 2811–2820 of 9446 articles for “Art. D. n° 2004-1331”
The approval or refusal decision is notified within six months of the issue of the receipt. Reasons must be given for refusal decisions.
The Autorité des marchés financiers shall notify the European Securities and Markets Authority of any authorisation granted to an investment services provider other than a portfolio management company…
…fields; or c) at least two years' professional experience in the economic, legal and financial field. This experience must have been acquired during the five years preceding the appointment of the pe…
When a natural person carries out canvassing activities on behalf of a legal entity authorised under the conditions set out in I of article L. 341-4, the legal entity issues the canvassing licence pro…
The Autorité des marchés financiers shall communicate the information referred to in the second paragraph of Article L. 420-18 to the competent authority of the State concerned within one month, in ac…
…o account the nature and volume of the activity and the situation of the market undertaking concerned. The trustee is appointed for a maximum period of one year, renewable if circumstances so warrant,…
…s and voting rights held directly or indirectly by the market undertaking and how they are calculated.
…ets and the products that may be traded on them receive equivalent treatment in the country concerned.
The minimum levels of cover under the professional indemnity insurance contract provided for in Article L. 341-5 are set as follows:1° 75,000 euros per claim and 75,000 euros per insurance year for na…
When several associations, at least one of which is approved, become one, approval must be sought again. In this case, the seniority criterion mentioned in article L. 452-1 is assessed from the date o…
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