Article L533-18-2
Investment service providers other than asset management companies that execute client orders shall monitor the effectiveness of their order execution arrangements and execution policy in order to ide…
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Showing 2321–2330 of 3082 articles for “Art. EJ 2017-30”
Investment service providers other than asset management companies that execute client orders shall monitor the effectiveness of their order execution arrangements and execution policy in order to ide…
I. - An investment service provider other than an asset management company shall establish and implement appropriate written policies and procedures for classifying its clients as non-professional cli…
When the Board, or where applicable a specialised commission, decides by written consultation, pursuant to the second paragraph of II of Article L. 621-3, the Chairman shall collect the votes of the m…
I. - The Enforcement Committee shall be convened by its Chairman when it is acting in plenary session, and by the Chairman of the relevant Section in other cases. It may only deliberate in the presenc…
Subject to the adaptations provided for in this Title, the following provisions shall apply in the Wallis and Futuna Islands to public contracts concluded by the State or its public establishments, su…
Subject to the adaptations provided for in this Title, the following provisions shall apply in French Polynesia to public contracts concluded by the State or its public establishments, subject to the…
Subject to the adaptations provided for in this Title, the following provisions shall apply in New Caledonia to public contracts concluded by the State or its public establishments, subject to the pow…
Subject to the adaptations provided for in this Title, the following provisions shall apply in the French Southern and Antarctic Territories to public contracts concluded by the State or its public es…
I.-The non-viable nature of the activity referred to in 3° of article L. 5424-25 corresponds to a drop of at least 30% in the income declared by the self-employed person for income tax purposes corres…
Illegal practice of the profession of doctor, dental surgeon or midwife is punishable by two years' imprisonment and a fine of €30,000. Natural persons are also liable to the following additional pena…
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