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Showing 4071–4080 of 57820 articles for “Art. EU Regulation 2016/1103 · Hague Convention of 14 March 1978”
Under the conditions defined by the General Regulation of the Autorité des marchés financiers, responsibility for centralising subscription and redemption orders for UCITS units or shares vis-à-vis th…
The custodian is chosen from a list of entities drawn up by the Minister responsible for the economy. AIF custodians may delegate their duties under the conditions laid down in the general regulations…
The relevant costs are assessed globally for each profession as the difference between the turnover and the result of that profession, multiplied by the coefficient corresponding to the share of costs…
The medical call reception and regulation centre operates without interruption; it ensures a rapid and appropriate response to calls received. Doctors registered on the duty roster referred to in arti…
The Board of Directors sets the guidelines for the agency's policy through its deliberations. It adopts its own rules of procedure. It deliberates on the following matters 1° The general organisation…
…t has been registered for more than five years shall be rejected where the opponent, at the request of the proprietor of the application for registration, cannot establish: 1° That the earlier trade m…
…rs other than asset management companies that execute client orders shall monitor the effectiveness of their order execution arrangements and execution policy in order to identify and address any weak…
…lish and implement appropriate written policies and procedures for classifying its clients as non-professional clients, professional clients or eligible counterparties.Non-professional clients by natu…
Pursuant to I of Article L. 546-1, an agreement is entered into between the body referred to inArticle L. 512-1 of the Insurance Code and the Autorité des marchés financiers. This agreement shall stip…
Where several entities belonging to the same institution of global systemic importance are resolution entities or third-country entities that would be resolution entities if they were established in t…
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