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Showing 2801–2810 of 10638 articles for “Art. Euronext Warrant segment rules”
I.-For the application of 1° of I of article L. 112-2-2: 1° Distributors shall inform the subscriber at the beginning of the call : a) That, in accordance with the law, telephone conversations are rec…
The standardised information document on the insurance product referred to in the fourth paragraph of Article L. 112-2 includes the following information: 1° Details of the type of insurance; 2° A sum…
Without prejudice to the application of Section 8 of Chapter I of Title I of Book V, Articles II and III of Article L. 533-29 apply to credit institutions authorised to provide one or more of the inve…
Portfolio management companies and investment services providers that provide the investment service referred to in 4 of Article L. 321-1 employ :1° A method of risk management on behalf of third part…
I.-Portfolio management companies : 1° Put in place rules and procedures to ensure compliance with the provisions applicable to them, including those set out in Article 11 of Regulation (EU) No 648/20…
Operations carried out in application of the treaty concluded by the company or fund which replaces the organisation exempted from administrative authorisation are considered to be direct insurance op…
Compliance with the provisions of Article L. 310-8 is the responsibility of the approved reinsurer. Insurance contracts underwritten by organisations exempted from administrative approval must indicat…
Authorised reinsurance undertakings may, on the assets side of the balance sheet, allocate to the representation of the provision for outstanding claims corresponding to the transactions referred to i…
…ative authorisation provided for in Article L. 321-1 and are exempted from observing the management rules which would normally be applicable to them where, before commencing their operations, they hav…
For the application of the provisions of Article R. 612-26 of the Monetary and Financial Code, the information and documents relating to the situation of the said undertakings must be made available t…
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