Article R519-19
The provisions of articles R. 519-21, R. 519-22 and R. 519-23 apply when the customer or potential customer is a natural person.
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Showing 281–290 of 10638 articles for “Art. Euronext Warrant segment rules”
The provisions of articles R. 519-21, R. 519-22 and R. 519-23 apply when the customer or potential customer is a natural person.
Any information provided by the bank and payment services intermediary pursuant to this section shall be communicated clearly and accurately. The information shall be provided on a durable medium avai…
Where the intermediary provides an advisory service as referred to in Article L. 519-1-1, he shall gather the information he needs about his customer's personal and financial situation, preferences an…
I. - Before concluding any banking transaction or payment service or any preparatory work or advice, the intermediary must agree with his customer, including any potential customer, in writing or on a…
…anking transactions and payment services. It ensures that all its members comply with its operating rules. Written procedures define how members are to be notified of breaches of these rules and proce…
If the association is also authorised underArticle L. 513-5 of the Insurance Code or III of Article L. 541-4 of this Code, it may set itself up according to a federal model, separating each of its act…
The association draws up a code of conduct setting out the rules applicable to its members. This code may be common to one or more approved associations. The association may ask the Autorité de contrô…
In addition to the committee provided for in article R. 519-51, the association's articles of association set up a general meeting and a board of directors. These articles of association lay down the…
…The Chairman represents the AMF in all civil and legal matters. Within the framework of the general rules laid down by the Board, the Chairman is empowered to: 1° Settle and authorise income and expen…
I. - For foreign issuers, the market on which the highest volume of securities is traded is determined on the basis of an annual average of the number of securities traded on 31 December of the previo…
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