Article L451-4
Pursuant to the second paragraph of Article 18(6) of Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014 on market abuse (Market Abuse Regulation) and repealing…
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Showing 8591–8600 of 51672 articles for “Art. Exception to the prohibition on pactes sur succession future”
Pursuant to the second paragraph of Article 18(6) of Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014 on market abuse (Market Abuse Regulation) and repealing…
Article L. 245-2 of the French Commercial Code sets out the penalties for advertising subscriptions to securities.
Investment firms may, under conditions defined by the Minister for the Economy, acquire and hold equity interests in existing or start-up companies.
Investment firms are legal entities, other than portfolio management companies and credit institutions, which are authorised to provide the investment services referred to in Article L. 321-1 on a reg…
A portfolio management company referred to in Article L. 532-9 may manage third-country AIFs that are not marketed in the European Union, provided that : 1° The portfolio management company meets all…
I. Changes in the ownership structure of an investment firm must be notified to the Autorité de contrôle prudentiel et de résolution. The acquisition or extension of direct or indirect shareholdings i…
The Minister responsible for the economy shall set the conditions under which investment firms and credit and investment institutions as defined in article L. 516-1 may carry on, on a professional bas…
Each investment firm, market undertaking and clearing house shall join an association of its choice, responsible for the collective representation and defence of the rights and interests of its member…
The Autorité de contrôle prudentiel et de résolution shall draw up and publish a list of the following persons:1° The persons mentioned in I of Article L. 612-2 ; 2° The persons mentioned in c of II o…
When a merger directly or indirectly involving a person subject to the supervision of the Autorité de contrôle prudentiel et de résolution is the subject of an in-depth review pursuant to the last par…
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