Article D533-11
The following are deemed to be professional clients within the meaning of article L. 533-16, for all investment services and all financial instruments:1. a) The credit institutions referred to in arti…
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Showing 9001–9010 of 51672 articles for “Art. Exception to the prohibition on pactes sur succession future”
The following are deemed to be professional clients within the meaning of article L. 533-16, for all investment services and all financial instruments:1. a) The credit institutions referred to in arti…
Clients referred to in Article D. 533-12 may waive the protection afforded by the rules of conduct only in accordance with the following procedure: 1° The client shall notify the investment service pr…
The retail client may waive part of the protection afforded by the rules of conduct. In this case, the investment services provider other than an asset management company may treat the retail client a…
When the Autorité de contrôle prudentiel et de résolution proposes to the European Central Bank that the authorisation of the credit institution in question be withdrawn, it shall first obtain the opi…
I. - The Autorité de contrôle prudentiel et de résolution shall notify the Autorité des marchés financiers of decisions relating to the authorisation or empowerment of the persons referred to in 2° of…
I. - In application ofArticle L. 612-21, the Autorité de contrôle prudentiel et de résolution draws up and updates, in the form of an electronic register, the lists of the following persons: 1° The pe…
After obtaining the opinion of the Consultative Commission referred to in I of Article L. 612-14, the AMF may draw up standard application files, including the list, format and procedures for transmit…
The b of 2° of the I of article R. 221-9 is replaced in Saint-Martin by the equivalent provisions applicable locally.
I. - Subject to the adaptations provided for in II and III, the provisions of the articles mentioned in the left-hand column of the table below shall apply in New Caledonia, in the wording indicated i…
For the application of article R. 221-9 in Saint-Barthélemy:1° After the words: "investment by", the end of 1° of I is worded as follows: "micro, small and medium-sized enterprises, which are defined…
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