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Showing 1561–1570 of 62812 articles for “Art. Futures margin and mark-to-market rules”
No creditor of an originator, of an investment services provider other than a portfolio management company referred to in Article L. 440-7, of a member of a clearing house or, as the case may be, of t…
In all cases, members of a clearing house undertake to fulfil, vis-à-vis the clearing house, all obligations arising from transactions entered in the name of third parties in their accounts. Payment o…
…secrecy in response to requests made by the clearing house for the purpose of monitoring positions and concerning the identity, positions and solvency of principals whose accounts they keep.
…s, within the meaning of 1.1 of Article 2 of Regulation (EU) No 909/2014 of the European Parliament and of the Council of 23 July 2014 on improving securities settlement in the European Union and on c…
…ry referred to in 1° of I of Article L. 441-1, to whom all the powers of administration, management and representation of the legal entity shall be transferred. This appointment is made either at the…
…ortfolio management company authorised to provide the investment services referred to in Articles 8 and 9 of Article L. 321-1.A member of a trading venue is a member of a regulated market or a multila…
…onformity with European provisions by the public authority or by bodies designated for this purpose and subject to technical or administrative control by the public authority by virtue of legislative…
The Articles of Association of companies whose shares are admitted to trading on a regulated market may not provide, on first call, for a higher quorum for meetings of their Ordinary General Meeting t…
The provisions of Article L. 225-102-1, relating to the extra-financial performance declaration and the consolidated extra-financial performance declaration, are applicable to companies whose securiti…
The articles of association of companies whose shares are admitted to trading on a regulated market may not provide for higher quorums for meetings of their extraordinary general meeting than those in…
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