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Showing 2001–2010 of 62812 articles for “Art. Futures margin and mark-to-market rules”
…ticle L. 341-16 . The first paragraph of this article does not apply to the persons mentioned in 7° and 8° of article L. 341-3 when they engage in a banking or financial canvassing activity mentioned…
…ect marketers shall enquire about the financial situation of the person canvassed, their experience and their investment or financing objectives. These provisions do not apply in the case of mailings…
When banking and payment services intermediaries engage in canvassing activities within the meaning of Articles L. 341-1 and L. 341-2, they are subject to the provisions of this section and to Article…
Any natural person or legal entity that assists, in any capacity whatsoever and in any manner whatsoever, directly or indirectly, in obtaining or granting a loan of money, is prohibited from receiving…
Banking and payment services intermediaries must behave honestly, fairly, transparently and professionally, taking into account the rights and interests of customers, including potential customers. Ba…
…elating in particular to his identity, his registration in the file referred to in Article L. 546-1 and, where applicable, the existence of financial and economic links with one or more credit institu…
By way of derogation from article L. 519-6 and as part of the provision of an independent advisory service within the meaning of article L. 519-1-1, intermediaries in banking and payment services may…
The codes of conduct referred to in Article L. 541-4 must comply with the rules of conduct referred to in Article L. 541-8-1, which they may specify and supplement.
Financial investment advisers must:1° Act honestly, loyally and professionally, in the best interests of their clients;2° Exercise their activity, within the limits authorised by their status, with du…
Financial investment advisers are treated in the same way as investment service providers other than portfolio management companies for the purposes of Article L. 533-12-7.
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