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Showing 3651–3660 of 69795 articles for “Art. I and I-1° ter”
The Autorité des marchés financiers shall inform the European Commission and the European Securities and Markets Authority without undue delay of any measure taken pursuant to the second paragraph of…
I.- In order to compare remuneration trends and practices, the Autorité de contrôle prudentiel et de résolution shall collect, under the conditions defined by order of the Minister responsible for the…
The authorisation of associations whose express statutory purpose is the defence of investors in transferable securities or financial products provided for in the third paragraph of Article L. 452-1 m…
I. - The rules limiting the number of directorships provided for in II to IV of article L. 511-52 apply within a credit institution or finance company that meets one of the following conditions:1° The…
The Autorité des marchés financiers shall notify the European Securities and Markets Authority of any authorisation granted to an investment services provider other than a portfolio management company…
For the application of article L. 341-12, the direct seller shall provide the canvassed person with information concerning: 1° The identity, principal activity and geographical address at which the fi…
The database of direct marketers is maintained by the Banque de France on behalf of the authorities referred to in Article L. 341-7 . The procedures for managing the file and the relations between the…
The information contained in the direct seller file is as follows:1° The direct seller's registration number;2° The name, surname, first names, date and place of birth of the direct seller, natural pe…
The Autorité des marchés financiers shall notify the European Securities and Markets Authority of the trading halt parameters referred to in II of Article L. 420-3 that are notified to it by trading v…
I. - The threshold mentioned in the first paragraph of I of Article L. 511-47 is set on the basis of the book value of assets corresponding to trading activities in financial instruments at 7.5% of th…
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